SLOVITER, Circuit Judge.
Appellant Travis Denny, who was an inmate at the Federal Correctional Institution ("FCI") at Fairton, New Jersey, challenges the Disciplinary Hearing Officer's ("DHO") findings upheld by the District Court. The DHO found that Denny possessed weapons in violation of a prison regulation and sanctioned him with the forfeiture of forty days of good time credit and imposition of sixty days in disciplinary segregation. During a search, prison officials discovered homemade weapons hidden in Denny's cell. Based solely on the presence of the weapons in his two-inmate cell, Denny was sanctioned as set forth above. He subsequently submitted a petition for a writ of habeas corpus to the District Court pursuant to 28 U.S.C. § 2241 arguing, inter alia, that prison officials violated his Fourteenth Amendment due process rights by requiring him to forfeit the good time credits. The District Court sua sponte dismissed the petition, and Denny appealed.
The factual record in this appeal was not fully developed because the District Court acted sua sponte in dismissing the case pursuant to 28 U.S.C. § 2243 before the BOP had entered its appearance and before any discovery had taken place. Accordingly, the record before this court is limited to the materials submitted by Denny with his habeas petition.
Denny shared his cell with one other inmate. During a routine search of the cell in March 2009, a corrections officer found a six and one-half inch long pointed weapon in the duct work of the vent above the sink between Denny's cell and an adjacent cell. "The shank appeared to be made out of fencing that had been straightened, it had a black electrical tape grip, a piece of white shoelace for a lanyard and a length of dental floss tied on to the lanyard." App. at 42. Upon further inspection of the vent, the officer "noticed a false bottom in the duct made out of covers from file folders that had been cut and taped together to fit the length and width of the duct between [Denny's cell and the adjacent cell]." Id. When the false bottom was removed, the officer found another sharpened weapon similar to the first one. The second weapon was seven inches long and was made out of fencing with a grip made out of electrical tape and a black shoelace lanyard attached.
Federal Bureau of Prisons ("BOP") Program Statement 5270.07, Inmate Discipline and Special Housing Units, provides that it is an inmate's responsibility to keep his or her area free of contraband. See 28 C.F.R. § 541.12 (2008). Relying upon that Program Statement, the DHO of FCI Fairton found that Denny had committed the prohibited act of "Possession of a Weapon," in violation of BOP Code 104.
Denny appealed first to the BOP Regional Director and next to the National Inmate Appeals Administrator, both of whom denied the appeals. The National Inmate Appeals Administrator wrote that "the greater weight of the evidence supports the decision, and the sanctions imposed were appropriate for the offense and in compliance with policy." Id. at 46.
Denny then filed a pro se petition for writ of habeas corpus. The District Court sua sponte dismissed the petition, stating that "it is clear that the findings of the [DHO] are supported by `some evidence,' including the fact that the contraband weapons were found in the duct work of Petitioner's assigned cell." Id. at 10. Denny appealed to this court. After he filed a pro se opening brief, this court appointed pro bono counsel to represent him. Counsel subsequently filed opening and reply briefs on Denny's behalf.
The District Court had subject matter jurisdiction pursuant to 28 U.S.C. § 2241, and this court has appellate jurisdiction under 28 U.S.C. §§ 1291 and 2253(a). This court reviews a district court's denial of federal habeas relief de novo but reviews its factual findings for clear error. See Vega v. United States, 493 F.3d 310, 314 (3d Cir.2007).
Denny presents one claim: that the DHO's disallowance of good time credits violates his due process rights under the Fourteenth Amendment.
In evaluating prisoners' due process rights, the court must be sensitive to the "intricate balancing of prison management concerns with prisoners' liberty." Sandin v. Conner, 515 U.S. 472, 478, 115 S.Ct. 2293, 132 L.Ed.2d 418 (1995). "Mindful that internal security is a chief concern in prisons, the [Supreme] Court recognized that it would be impossible to prevent the introduction of weapons, drugs and other contraband into the premises if prisoners maintained a right of privacy in their cells." Doe v. Delie, 257 F.3d 309, 316 (3d Cir.2001) (citing Hudson v. Palmer, 468 U.S. 517, 527, 104 S.Ct. 3194, 82 L.Ed.2d 393 (1984)). "In order to further the safe, secure, and orderly running of its institutions," the BOP has specifically authorized "searches of inmates and of inmate housing and work areas to locate contraband and to deter its introduction and movement." 28 C.F.R. § 552.10 (2008).
Notwithstanding the prison's interest in ensuring safety and security, a prisoner's interest in good time credits "entitle[s] him to those minimum procedures appropriate under the circumstances and required by the Due Process Clause to insure that the state-created right is not arbitrarily abrogated." Wolff, 418 U.S. at 557, 94 S.Ct. 2963. "[R]evocation of good time does not comport with the minimum requirements of procedural due process unless the findings of the prison disciplinary [officer] are supported by some evidence in the record."
In Hill, a Massachusetts state prison guard opened a door to a walkway to find an inmate bleeding from the mouth and suffering from a swollen eye. The guard observed three inmates jogging together down the walkway, away from the scene. The guard "concluded that one or more of the three inmates had assaulted [the victim] and that they had acted as a group." Hill, 472 U.S. at 448, 105 S.Ct. 2768. Two of the inmates were found to have planned, aided, or participated in the assault, in violation of prison regulations, despite written statements from the victim that they had not caused his injuries. Based solely upon the testimony and written statements of the guard, prison officials sanctioned each of the two inmates with the forfeiture of 100 days of good time credits as well as 15 days in isolation. The Supreme Court upheld the deprivation of good time credits, noting that "[a]lthough the evidence in this case might be characterized as meager, and there was no direct evidence identifying any one of three inmates as the assailant, the record is not so devoid of evidence that the findings of the disciplinary board were without support or otherwise arbitrary." Id. at 457, 105 S.Ct. 2768.
Courts that have considered this question have uniformly held that the discovery of contraband in a shared cell constitutes "some evidence" of possession sufficient to uphold a prison disciplinary sanction against each inmate in the cell, including depriving that inmate of his or her liberty interest in good time credits. The Seventh Circuit, applying a probability-based approach, held that a twenty-five percent probability that contraband found in a four-person cell belonged to one of the inmates constituted "some evidence." See Hamilton v. O'Leary, 976 F.2d 341, 345-46 (7th Cir.1992) ("The proposition that constructive possession provides `some evidence' of guilt when contraband is found where only a few inmates have access is unproblematical."). More recently, the Eighth Circuit concluded that discovery of two homemade weapons found above the entry door to the common area of an eight-person cell constituted "some evidence" of possession. See Flowers v. Anderson, 661 F.3d 977, 980-81 (8th Cir.2011) (relying on a collective responsibility theory whereby each inmate is collectively culpable for contraband found in a shared area).
The BOP relies exclusively on a theory of collective responsibility to argue that the DHO's findings and sanctions should be upheld. "Through the judicially recognized adaptation of collective responsibility... the courts have been willing to accept the probabilities that an inmate has committed a sanctionable prohibited act when no direct evidence links him to it." Appellees' Br. at 8. The BOP further asserts that "[i]ncarcerated inmates are often violent people with demonstrated proclivities for antisocial criminal conduct. Having stripped them of virtually every means of self-protection and outside aid, the BOP is not free to let the state of nature take its course." Id. at 8-9.
Not only has the Eighth Circuit endorsed the application of collective responsibility, see Flowers, 661 F.3d at 980-81, but a judge of the Seventh Circuit has also suggested that he would subscribe to the collective responsibility theory. See Hamilton, 976 F.2d at 347 (stating that "purely collective guilt" might be deemed to satisfy
The application of collective responsibility in the prison context has its foundation in BOP Program Statement 5270.07, Inmate Discipline and Special Housing Units, which provides that it is an inmate's responsibility to keep his or her area free of contraband. See 28 C.F.R. § 541.12 (2008). Although the BOP Program Statement does not define the term "area," a prisoner's area at a minimum includes the prisoner's cell as well as any other space accessible from within the cell. In a shared cell, all parts of the cell are equally accessible to each prisoner housed in the cell. Thus, each individual prisoner is responsible for keeping the entire cell free from contraband. Because each prisoner in a shared cell has an affirmative responsibility to keep the entire cell, and all other space accessible from within the cell, free from contraband, it follows that any contraband found within the cell is constructively possessed by each of the inmates housed in that cell. Thus, the mere discovery of contraband in a shared cell constitutes "some evidence" that each prisoner in that cell possessed the contraband.
Judge Rendell suggests that "this reasoning would allow prison officials to ignore the clear dictates of Hill, and be held to a lesser — indeed, unrelated — standard, i.e., collective guilt, as a substitute for the `some evidence' of possession requirement." Dissenting Op. of Rendell, J. at 150. She further asserts that "[t]he offense of `possession' (just like `killing' and `assault') is no different in the prison context than outside that context." Id. Contrary to Judge Rendell's mistaken understanding of Hill, the "some evidence" standard of appellate review dramatically reduces the amount of evidence required for an inmate to be held responsible for offenses such as killing, assault, and possession of a weapon. In Hill, prison officials found two inmates responsible for assaulting another prisoner and deprived them each of 100 days of good time credits based solely on the testimony of a guard who observed them and a third prisoner leaving the scene. Such evidence would never be enough to find a defendant guilty of assault in a regular criminal courtroom, yet the Supreme Court held that it was sufficient to satisfy the Due Process Clause.
Furthermore, though the term collective responsibility or collective guilt does not appear in the Supreme Court's opinion in Hill, in that case the Court implicitly endorses the application of collective responsibility to facts such as those at issue here. Three inmates were observed leaving the scene of an assault in Hill, and two of those inmates were held responsible. In the absence of evidence directly linking any one of the inmates to the assault, the Supreme Court upheld the prison's sanctioning of two of those inmates as being not "without support or otherwise arbitrary." Hill, 472 U.S. at 457, 105 S.Ct. 2768. In this case, two inmates shared a cell in which two homemade shanks were found, and one of those inmates, Denny, was sanctioned for possession of a weapon. The weapons may have belonged to Denny's cellmate, but in accordance with Hill, prison officials did not violate Denny's due process rights when they deprived him of his good time credits. Prison officials here had as evidence not only the presence of the weapons in a two-inmate cell but also the affirmative responsibility, of which the inmates were clearly on notice, that they were to keep their "area" free from contraband.
We are not oblivious to the realities of prison life that might make it difficult or even dangerous for prisoners in shared cells to be affirmatively responsible for policing the illicit activities of their cellmates. Nonetheless, the Due Process Clause requires us to balance a prisoner's liberty interest in good time credits against the prison's interest in maintaining a safe and secure environment. See Sandin, 515 U.S. at 478, 115 S.Ct. 2293. Assaults by inmates on both staff and other inmates are a major problem facing the federal prison system. From January to May 2012, there were approximately 215 serious assaults by inmates on other inmates and twelve serious assaults by inmates on prison staff. See Federal Bureau of Prisons, Assault Graphs, available at http://www.bop.gov/news/research_projects/assaults/assaults.jsp (last visited Oct. 12, 2012). For the same time period, there were over 1,000 less serious assaults by inmates on other inmates as well as nearly 700 less serious assaults by inmates on prison staff.
In the case before us, it is undisputed that two homemade shanks were found in a space accessible from within Denny's cell. This evidence, by itself, constitutes "some evidence" that Denny possessed the weapons in question. Furthermore, and as noted herein, both the Seventh and Eighth Circuits have held inmates responsible for possession of contraband under circumstances similar to those present here. We see no reason to diverge from these courts. It follows that the DHO did not violate Denny's due process rights when it found that he had committed the prohibited act of "Possession of a Weapon," in violation of BOP Code 104, and sanctioned him with the forfeiture of forty days good time credit.
Accordingly, we will affirm the judgment of the District Court.
RENDELL, Circuit Judge, dissenting.
The Supreme Court has recognized for over three decades that prison inmates have a fundamental liberty interest in good-time credits, which is protected by the mantle of the Due Process Clause. See Superintendent v. Hill, 472 U.S. 445, 454, 105 S.Ct. 2768, 86 L.Ed.2d 356 (1985); Wolff v. McDonnell, 418 U.S. 539, 557, 94 S.Ct. 2963, 41 L.Ed.2d 935 (1974). An
The majority opinion acknowledges that "some evidence" is our standard of review, and that possession of a weapon — here, constructive possession — is the offense that must be established. It is axiomatic that constructive possession requires either the exercise of control or dominion, or the power and intention to exercise dominion or control, over property.
"Possession" of a weapon is an offense listed under Code 104 of the federal prison regulations, along with over 80 other offenses, including:
Code Prohibited acts . . . 100 Killing 101 Assaulting any person (includes sexual assault) or an armed assault on the institution's secure perimeter (a charge for assaulting any person at this level is to be used only when serious physical injury has been attempted or carried out by an inmate) 102 Escape from escort; escape from a secure institution (low, medium, and high security level and administrative institutions); or escape from a minimum institution with violence 103 Setting a fire (charged with this act in this category only when found to pose a threat to life or a threat of serious bodily harm or in furtherance of a prohibited act of Greatest Severity...) 104 Possession, manufacture, or introduction of a gun, firearm, weapon, sharpened instrument, knife, dangerous chemical, explosive or any ammunition 105 Rioting 106 Encouraging others to riot
28 C.F.R. § 541.13 tbl. 3 (2008). Under Superintendent v. Hill, in order for Denny to have been deprived of good-time credits based upon "possession" of a weapon, there must have been some evidence in the record, i.e., some basis in fact, to support the prison officials' determination that he exercised, or intended to exercise, dominion or control over the shanks. On the record before us, there is no such evidence — none, not just less than "some evidence."
According to the record, the two shanks were found in an area that Denny did not occupy or exclusively enjoy. The shanks were found in a duct, spanning the distance between his cell and another cell, which was situated behind a vent located above the sink in the cell Denny shared with his cellmate. There were no other indicia to suggest that Denny had any connection or nexus to the shanks that would suggest dominion or control.
Had the items in question been attached to Denny's locker or bed, or even in plain view, there may have been a basis in fact for concluding that he possessed them. A permissible inference of actual exercise of dominion or control, or power and intent to do so, could have been drawn from such facts and there would then be "some evidence" of constructive possession. See note 2, supra. In Hill, the security guard heard a scuffle and upon immediate investigation saw the three inmates leaving the scene of the assault, which — importantly — occurred in an enclosed walkway, where no other individuals, except the victim, were present in the area. 472 U.S. at 456, 105 S.Ct. 2768.
Instead of addressing this issue, the majority opinion takes us on a detour to an unrelated provision of the prison regulations that contains twenty-two rights and responsibilities of prisoners. One of these responsibilities advises:
28 C.F.R. § 541.12 (emphasis added).
Had the prison officials desired to define "possession" in some broader manner so as to sweep in an inmate's association with any article found in or near his cell, they could have done so. Similarly, they could have dictated that non-adherence to "responsibilities" could result in loss of good-time credits. But they have done neither. Instead, they have prohibited "possession," which would appear — like killing, assault, and the other listed offenses — to require evidence probative of the inmate's commission of the offense in question. There is no basis for ascribing vague concepts of collective responsibility onto the legal meaning of "possession" when a prisoner is the offender. The offense of "possession" (just like "killing" or "assaulting") is no different in the prison context than outside that context.
To the extent that the majority opinion adopts the view that the standard for "possession" is somehow different in prison, it ignores the fact that the regulations fail to give inmates notice of this alternative standard. Although our Court has "reject[ed]
To say, as the majority opinion does, that all of the inmates share responsibility is not the same as saying that there is "evidence" that a particular inmate "possessed" the weapon.
The majority opinion urges that it is our job to "balance" a prisoner's liberty interest against the interest of the prison in maintaining the safety and security of inmates and prison staff. But in Hill, the Supreme Court settled upon the "some evidence" standard, a standard of review that is admittedly deferential to the prison authorities, so as to achieve the necessary balance between an inmate's interests and a prison's interests. See id. ("Requiring a modicum of evidence to support a decision to revoke good time credits will help to prevent arbitrary deprivations without threatening institutional interests or imposing undue administrative burdens."); see also Wolff, 418 U.S. at 560-71, 94 S.Ct. 2963 (recognizing that consideration of what minimum procedures due process requires in prison disciplinary proceedings, e.g., advance written notice of the alleged violation or a written statement of findings, necessitates balancing "the inmate's interest in avoiding loss of good time against the needs of the prison"). That balance has been struck; the majority's analysis essentially dilutes the "some evidence" standard, effectively resetting the balance in favor of the prison and against the inmate. That is uncalled for.
I, thus, respectfully dissent from the majority's view that Denny has failed to set forth a constitutional violation in his petition for habeas corpus relief. When viewed in the light most favorable to him, the petition clearly reveals that the prison officials' determination that Denny possessed weapons is not supported by "some basis in fact," so as to support the denial of good-time credits. This is sufficient to bar dismissal under 28 U.S.C. § 2243. I would accordingly vacate the District Court's dismissal order.